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library policy #17: Collection Development Policy0.0 CONTENTS
1.0 IntroductionThe mission of the College of Charleston library states: The library…is to make available the records of intellectual endeavors consistent with the present and anticipated teaching, research and service programs of the College of Charleston and the University of Charleston. In order to fulfill this mission and remain at the center of the academic enterprise, the library staff acquires, organizes, disseminates, delivers and preserves information resources. With the growing availability of information in electronic formats, in addition to in-house collection, the library becomes the major gateway on campus for access to local, regional, national and international information resources. The effort of collection development and maintenance is not based on subjective choice or chance selection but rooted in the principles of librarianship which use systematic acquisitions policies based on meaningful data to build collections. The collection development policy is designed for use as a long-range planning tool, as a means of communicating the collection goals of the librarians, and as a guideline for day-to-day selection decisions. 1.1 Commentary on College Statement of Institutional Goals and library Mission Statement The Statement of Institutional Goals makes it clear that the library, including the Marine Resources Library, has the primary responsibility for acquiring intellectual records in all formats. Still, some other educational support units of the College such as the John Rivers Communications Museum, the Avery Research Center, the Office of Media and Technology and the Academic Computing Department also have responsibilities for collecting certain types of intellectual records such as computer software and non-print media. The library provides resources which support curricular interests in all academic areas where the College instructs students. The attempt to match library holdings to curricular interests and research is a complex, ongoing process which both the Statement of Institutional Goals and the library Mission Statement recognize. Both statements accept the importance of currency in building library collections. The library's goal is to show the growth and development of scholarship in areas where the College offers courses and not simply to provide representative coverage. The library must acquire new material each year in order to support a modern curriculum. Further, the library, through collection development policy, must make some effort to anticipate future needs. Therefore, the selection of library materials is not only limited to those items required for specific course or subject areas, but must also include representative materials from emerging and related fields of the curriculum. Because of the relationship between successful teaching and academic research, the library also assumes responsibility to support faculty research, while recognizing that these special needs of individual faculty members shall not normally exceed 10% of the annual academic departmental library budget. The library, however, recognizes that support for research in areas of graduate study may exceed this level. Through cooperative loan services and through its involvement in statewide and regional purchasing cooperatives to secure electronic full text information, the library makes a special effort to facilitate faculty research. Fundamentally the library's goal is to support fully any faculty member in the preparation of lectures, in research related to teaching, and in the preparation of grant proposals. To a lesser degree, the library also attempts to select materials which assist the College's administrative and service personnel in the effective performance of their duties. Finally, the library provides some material which encourages recreational reading. While the library makes no effort to purchase materials which serve the varied needs of the general Charleston community, its resources and services are available to the community as governed by established policies. Moreover, anyone from the Charleston community may make recommendations for library acquisitions.
2.0 SelectionLibrarians and teaching faculty share book, journal, and electronic resource selection responsibilities. Together, they are expected to choose library materials which meet the collection development goals of the College of Charleston library. 2.1 Responsibilities of the Faculty The selection of library materials is an important responsibility of the teaching faculty. Faculty members submit requests for library materials which support their curricular and research needs. Each academic department appoints a Departmental Liaison for the library who has an overview of the department's curricular aims and emphasis, as well as a strong knowledge of the library's collection in the subject area. Individual faculty members initiate order requests for books and serials, and forward them to the Departmental Liaison who authorizes ordering of library materials. In addition, faculty members screen books received through the approval plan, recommend new serial titles, and recommend information resources received electronically. From time to time teaching faculty may assist the library by reviewing and evaluating gift collections, or by reviewing the collections for collection assessment purposes. 2.2 Responsibilities of the Library Liaisons Library Liaisons are members of the library faculty and staff designated by the Dean of Libraries for collection development responsibilities in various subject areas. Library Liaisons partner with teaching faculty to ensure that the departmental (subject) collections are broad-based, reflecting all of the areas in a given discipline where faculty and students have curricular and research needs. Therefore Library Liaisons regularly initiate order requests for items in their assigned areas. Library Liaisons also review faculty orders. Library Liaisons screen and approve books received through the approval plan and review new serial title requests and cancellations. Further, Library Liaisons identify and evaluate electronic information resources in their assigned subject areas and make recommendations to the Collection Development Committee. 2.3 Responsibilities of the Head, Collection Development Department The Head, Collection Development Department serves, like other library faculty, as a Library Liaison and has selection responsibilities. The Head, Collection Development, is also responsible for processing all library orders and accounting for purchased library materials. The Head, Collection Development, coordinates the preparation of the detailed collection evaluations for each subject area (see below 5.0). The Head, Collection Development, coordinates the deselection activities. 2.4 Responsibilities of the Collection Development Committee The Collection Development Committee is responsible for the review and prioritization of all new serial title orders and serial cancellations including requests for electronic information resources. The Collection Development Committee recommends budget allocations for departmental budgets. 2.5 Responsibilities of the Dean of Libraries The Dean of Libraries selects, reviews, and approves significant additions to the book, serials, and manuscript collections. 3.0 Allocation of FundsThe budget for library materials is comprised of three parts: firm orders, approvals and serials/continuations. 3.1 Firm Orders The Dean of Libraries allocates a portion of the budget for acquiring books and backfiles of journals. The firm order budget is comprised of individual allocations representing academic disciplines where the College offers major degree programs. In addition, the firm order budget includes funds for interdisciplinary minors without corresponding majors. Both faculty and library liaisons expend funds allocated to subject budgets. Within this sum, the Dean of Libraries sets aside a portion to purchase materials not usually selected by the faculty. These areas or funds may include but are not limited to: reference, special collections, general humanities, general social science, general science, ethnic studies, replacements, library science, and the Dean of Libraries discretionary fund. Each spring the library staff in consultation with academic departments develop budget recommendations for the specific components of the firm order budget. The Faculty Committee on the Library, whose responsibility it is to advise the Dean of Libraries on the allotment of funds for departmental and College acquisitions, reviews these recommendations. The final budget recommendations are made by the Dean of Libraries to the Provost and the President. The library staff, the Faculty Committee on the Library and the Dean of Libraries use a variety of criteria in the budget development and review process including: The process of allocating the firm order budget begins in the spring once the library has received approval from the President and the Provost for next year's library materials budget. The process culminates in the review of the firm order allocations by the Faculty Committee on the Library. This normally takes place in April. 3.2 Approval Plan Recognizing that the needs of the College are diverse and that the book selection expertise of individual faculty and librarians can be supplemented in some areas, the Libraries use an approval plan to assure the acquisition of current materials at a reasonable price. The budget for approval books is separate from the budget for firm orders and funds are not allocated to academic departments or by subject areas. Therefore a book selected by a librarian or faculty member from the approval plan does not affect the firm order (departmental) budget. The budget for the approval plan is developed by the Dean of Libraries and presented to the Faculty Committee on the Library and to the Provost each fall as part of the College's planning and budgeting process. The approval budget is finalized each spring once the President and Provost have approved the overall library materials budget. To assure that the approval expenditures stay within the amount allocated, the Head, Collection Development, in consultation with library liaisons, maintains approval profiles that reflect the teaching and research requirements of the College. 3.3 Serials/Continuations/Electronic Information Resources The budget for serials, continuations, and electronic information resources is largely determined by the cost of ongoing serial subscriptions plus an inflation rate. Because of the ongoing nature of serials, costs must be monitored rigorously. The Dean of Libraries develops the budget for serials and presents it each fall to the Provost and the Faculty Committee on the library as part of the College's planning and budgeting process. The Dean finalizes the serials budget in the spring once the President and Provost have approved the overall library materials budget. Decisions will be based on the criteria previously outlined as well as the following: (Note: Some electronic information resources may not require recurring budgetary support and therefore are not part of the "continuations" budget.) 4.0 Library Materials4.1 Monographs A monograph is a single title, dealing systematically and in detail with one subject or class of subjects. The Libraries add monographs to their collections via firm orders, the approval plan and gifts.4.1.1 Firm orders: Individual faculty members request items for purchase and forward requests to the departmental liaisons for review. Following review and approval, the departmental liaisons forward firm orders to library liaisons for approval and the books are ordered. The library liaisons also submit orders for new books. All library patrons are encouraged to make recommendations regarding additions to the library collection.4.1.2 Approval Plans: Monographs received through the approval plans are subject to the same selection criteria as firm order monographs. Faculty members and librarians review material received weekly through the approval plans and select items for the library collections. The library return material not selected to the approval plan vendors. Each fall the library in conjunction with the academic departments undertakes a review of each approval plan to assure coverage which reflects the teaching and research requirements of the institution and meets the financial limits imposed by approved library materials budget. 4.2 Gifts The College of Charleston library welcomes, encourages, and solicits gifts of books and journals. The Dean of Libraries accepts all gift materials with the understanding that the College, through the College of Charleston Foundation, becomes the owner of the materials and reserves the right to determine retention, location and disposition. The library accepts the gift material with the further understanding that such materials will be added to the collection only if they meet the existing selection criteria for purchased material. Refer to Gift Policy and Procedures, Policy #2. The library accepts gifts of serial subscriptions providing they meet the serial selection criteria and providing the donor can insure that the subscription will be maintained for at least three years. 4.3 Government Documents The College of Charleston is a selective depository for federal government documents. To maintain federal depository status the library complies with federal depository regulations and accepts approximately 15% of all federal documents. Changes to the federal documents profile are made annually. Deselection of federal documents must comply with federal guidelines. As one of eleven South Carolina State documents depository, the library receives all documents issued by the South Carolina State Documents Depository System and make them available to the public. Deselection of state documents must comply with state guidelines. The libraries acquire other government documents (local, state, international) to support the curriculum and research needs of the students and faculty. 4.4 Non-Print Media Non-print materials selected for the library collections are judged on appropriateness as stated in Section 1 of this policy. The Office of Media and Technology collects many non-print media items for the use in classroom. The library purchases media specifically to circulate to faculty and students. Types of materials collected may include but are not limited to: curriculum lab materials used for training in math, science, education, etc., foreign language study materials, and general interest materials made available through public television or other similar media. Normally, no more than 5% of the book materials budget will be expended on non-print media. Equipment to view or play all non-print material may not always be available in the library. (See also College of Charleston Libraries Policy #9) 4.5 Electronic Information Resources Databases of bibliographic citations, abstracts and full text, electronic journals, electronic books and other electronic information resources selected for the library collections are judged on appropriateness as stated in Section 1 of this policy. Databases, electronic journals, and electronic books selected for the College of Charleston Libraries’ collections are judged on appropriateness as stated in Section 1 of this policy. The Collection Development Committee, under the direction of the Dean of Libraries, will oversee additions to the Libraries’ Electronic Collections. If a new serial is available in print or electronic format, electronic format is preferred. For those serials which we own both in print and electronic formats, print will be canceled in preference for the electronic format.The following exceptions will apply:For those serials which are embargoed for unsatisfactory periods of time a print subscription may be continued.If graphics, tables, color plates, etc., cannot be reproduced satisfactorily for researchers in electronic format, print subscriptions may be continued.If an aggregated database is considered “unstable”, i.e., indexing is uneven or the aggregator cannot assure continued long-term access, print subscriptions may be continued.If electronic access is dependent on a print subscription, the subscription may be retained.If the publisher has no commitment to providing continued access to the electronic archive, the print subscription may be retained. Electronic collections have no recurring binding, shelving, reshelving, or storage costs. There is no check in necessary. Published studies have documented the monetary cost savings of electronic versus print storage. Moving to electronic journal storage allows the Libraries to distribute information to many more users, to serve multiple users at once, to serve users remotely, and to put saved monies from binding and storage costs into additional resources for students and faculty. 4.6 Microforms Microforms encompass microfilm, microfiche, ultra fiche, and microprint. While the library has determined that the first three formats are acceptable for library users, microprint should only be purchased as last resort since it requires special viewing and copying equipment which is not available in Charleston.4.6.1 FormatWhen microfilm is purchased, 35mm is preferred over 16mm if both are available. The preferred format form microfiche is 4" x 6". Reduction ratios between 12x and 24x and positive film are preferred for all microforms.Microforms for those materials which the library acquires for archival purposes are purchased on silver halide when available. All other microforms are acquired on diazo or vesicular film or fiche.4.6.2 Justification for Adding MicroformThe Libraries prefer to add paper copies and/or electronic copies in lieu of microforms. The purchase of microforms is justified in the following cases: 5.0 Detailed Collection Assessment Methodology5.1 Collection Assessments The library regularly conducts detailed collection assessments for each subject or fund. The recommendations from these assessments form the basis for planned growth of the collections. The assessments identify changes in the curricular or research needs and develop accreditation data. Each assessment begins with a statement outlining the desired collecting objectives for each subject area. The assessment also includes quantitative information such as the number of books, journals, and electronic information resources collected, current expenditures, and circulation statistics. [A sample is attached to this document.] The assessment includes an analysis of the strengths/weaknesses often in the form of comparative data. It concludes with a summary and recommendations. The Head, Collection Development is responsible for conducting detailed collection evaluations with assistance from the library liaisons. The Head, Collection Development may interview departmental faculty in developing a collection assessment. 5.2 The Components of the Report Each report is comprised of four sections: Part I, Description of Subject, Part II, Quantitative Historical Date, Part III, Analysis and Comparisons, and Part IV, Summary and Recommendations.5.2.1 Description of Subject 6.0 Weeding (Deselection)Weeding (de-selection) is the process of withdrawing obsolete or damaged materials from the library' collections. The process is recommended by the ALA Standards for College Libraries. The Deselection Task Force, under the direction of the Assistant Director for Technical Services, the Head, Collection Development, is primarily responsible for weeding. Since the relocation or discarding of library materials involves the changing of records, it is itself a fairly costly operation; therefore, the selection of titles for weeding must be careful and deliberate. See Policy #19, Withdrawal of Library Materials. 6.1 Criteria Since library collections should contain the material most likely to be used by the College of Charleston students, faculty, and staff, the same criteria apply to weeding as apply to the selection of new materials.6.1.1 Timeliness/Obsolescence 6.2 Role of Deselection Task Force The Deselection Task Force is appointed by the Dean of Libraries each year and is chaired by the Head, Collection Development. This Task Force is charged the withdrawal of materials deemed unsuitable to the library collections. The Dean of Libraries sets annual goals for the number of items to be discarded. Drafted: Collection Development Committee May 19, 1986 |
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